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member broker

См. также в других словарях:

  • Broker — Bro ker (br[=o] k[ e]r), n. [OE. brocour, from a word akin to broken, bruken, to use, enjoy, possess, digest, fr. AS. br[=u]can to use, enjoy; cf. Fries. broker, F. brocanteur. See {Brook}, v. t.] 1. One who transacts business for another; an… …   The Collaborative International Dictionary of English

  • broker-dealer individual clearer — Broker dealer individual clearer: following the Jan.1, 1992 introduction of distinct licences for each type of activity handled by brokerage firms, member firms with this status are authorized to clear only trades carried out on behalf of their… …   Financial and business terms

  • broker — A company or individual that executes futures and options orders on behalf of financial and commercial institutions and/or the general public. Chicago Board of Trade glossary An agent who executes trades (buy or sell orders) for customers. He… …   Financial and business terms

  • broker-dealer — Any person, other than a bank, engaged in the business of buying or selling securities on its own behalf or for others. Bloomberg Financial Dictionary See: dealer. Bloomberg Financial Dictionary A member of the Stock Exchange who may trade with… …   Financial and business terms

  • broker to broker — The transaction was between two member firms where neither firm is registered as a market maker in the security in question and neither is a designated fund manager. Brokers may also apply this indicator when buying or selling domestic equity… …   Financial and business terms

  • broker-to-broker — The transaction was between two member firms where neither firm is registered as a market maker in the security in question and neither is a designated fund manager. Brokers may also apply this indicator when buying or selling domestic equity… …   Financial and business terms

  • Member — 1. In the most general context, a brokerage firm (or broker) holding membership on an organized stock or commodities exchange. Membership is generally required in order to fill trades for clients on the exchange. 2. For the New York Stock… …   Investment dictionary

  • Member Firm — A broker dealer in which at least one of the principal officers is a member of either the New York Stock Exchange (NYSE), another major stock exchange, a self regulatory organization or a clearing house corporation. Also referred to as clearing… …   Investment dictionary

  • broker — n. 1 an agent who buys and sells for others; a middleman. 2 a member of the Stock Exchange dealing in stocks and shares. Usage: In the UK from Oct. 1986 officially called broker dealer and entitled to act as agent and principal in share dealings …   Useful english dictionary

  • member firm — Used for listed equity securities. Brokerage firm that has at least one membership on a major stock exchange even though, by exchange rules, the membership in the name of an employee and not of the firm itself. Bloomberg Financial Dictionary A… …   Financial and business terms

  • broker/dealer — See dealer Exchange Handbook Glossary An Exchange member firm, which provides advice and dealing services to the public and can deal on its own account. London Stock Exchange Glossary …   Financial and business terms

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